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[Mainland China] Dalian University of Technology proposes a new chemical-conditioning-free sludge dewatering pathway based on CO₂ hydrate phase transition: water content reduced from 84.2% to 59.3%, with the results published in Environmental Science & Te

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2026-09-22
Lead-in summary: The team led by Professor Song Yongchen from Dalian University of Technology utilizes CO₂ hydrate phase-change selective crystallization to extract residual water from sludge, achieving chemical-conditioning-free deep sludge dewatering. Through multistage hydrate formation-separation cycles, the sludge moisture content is reduced from 84.2% to 59.3%; low-field nuclear magnetic resonance shows that the proportion of mechanically bound water decreases from 68.2% to 40.7%. The energy consumption per unit of water removed is lower than that of microwave dewatering technology reported in the literature, and can be further reduced by approximately 17% after introducing cold energy recovery.

Starting Point: The "Deep Dewatering Bottleneck" Behind 80% Moisture Content

Deep sludge dewatering is a key technological bottleneck for achieving sludge volume reduction and resource utilization. According to the School of Energy and Power Engineering at Dalian University of Technology, after conventional mechanical dewatering, the sludge moisture content remains around 80%, and further dewatering typically relies on chemical conditioning (dosing flocculants, coagulant aids, etc.) or energy-intensive physical enhancement (thermal drying, microwave, electro-dewatering, etc.), yet these two pathways each incur significant costs: chemical conditioning tends to cause chemical residue and organic matter loss, while physical enhancement brings additional energy consumption.

This contradiction is particularly prominent in the context of sludge resource utilization. When sludge is subsequently routed to anaerobic digestion, aerobic fermentation, incineration, or land application, the organic matter content and chemical residues directly affect product quality and the feasibility of disposal pathways—the more "brutal" the dewatering process, the narrower the space for subsequent resource utilization. Therefore, developing novel technologies that simultaneously achieve efficient dewatering, preservation of resource attributes, and low-carbon operation has clear practical significance.

The specific challenge addressed by the team is: after mechanical dewatering, the residual water does not exist as free water, but is retained within sludge flocs, capillary pores, and extracellular polymeric substances (EPS) structures, making further removal difficult by conventional means.

Technical Principle: Making CO₂ Hydrate "Drink Only Water, Not Sludge"

Inspired by the hydrogen-bonded cage-like structure of gas hydrates and the solute exclusion characteristics during crystallization, the research team proposed utilizing CO₂ hydrate phase-change selective crystallization to extract residual water from sludge.

The core mechanism can be understood as follows: a hydrate is a cage-like lattice formed by water molecules through hydrogen bonds, with guest molecules (here CO₂) encapsulated within the cages. When the hydrate grows in the sludge system, water molecules preferentially enter the hydrogen-bonded cage-like lattice, while dissolved components and particulates in the sludge are mainly excluded from the hydrate lattice—this achieves "selective separation of water from sludge components," essentially a "water extraction" process accomplished through phase change.

The specific phenomena discovered in the research include:

  • Interfacial preferential nucleation—CO₂ hydrate preferentially nucleates and grows at the sludge-gas interface, providing a growth front for outward water migration;
  • Methionine-enhanced water transport—Methionine can enhance interfacial hydrate growth and capillary water transport within the crystal network, promoting migration of water from within the sludge to the hydrate growth front;
  • Transformation of water occurrence states—In-situ characterization by low-field nuclear magnetic resonance shows that mechanically bound water gradually transforms into free water with higher fluidity, with its relative signal proportion decreasing from 68.2% to 40.7%, and the free water proportion increasing from 3.0% to 10.7%.

The final step is to separate the water that has "become hydrate" from the system—through multistage hydrate formation-separation cycles, the sludge moisture content is reduced from 84.2% to 59.3%, and this process does not employ conventional chemical conditioners or evaporative thermal drying.

Performance Comparison: Energy Consumption in the Low Range, Further Reduced by 17% with Cold Energy Recovery

Energy consumption is a key indicator for determining whether a dewatering technology can be engineered. According to the team's assessment, at comparable dewatering endpoints, this method's energy consumption per unit of water removed is lower than that of microwave dewatering technology reported in the literature, and falls within the low energy consumption range of electro-dewatering technology; furthermore, after introducing cold energy recovery, the process energy consumption can be further reduced by approximately 17%.

The source of this energy consumption performance is worth analyzing: the hydrate phase change itself occurs at relatively low temperatures, and its theoretical latent heat of phase change is far lower than the latent heat of vaporization of water, thus providing intrinsic energy-saving potential relative to thermal drying routes that "boil the water dry"; cold energy recovery, in turn, reutilizes the cooling capacity from the hydrate dissociation step, reducing redundant input to the refrigeration system. The combination of both means that "deep dewatering" and "energy saving and consumption reduction" are no longer mutually exclusive.

Resource Recovery Friendliness: Organic Matter Retention and Floc Structure Integrity

Compared with energy consumption, the value of this technology in preserving resource attributes may be of greater long-term significance. Because the hydrate crystallization process has a repulsive effect on dissolved components and particulate matter, this process can:

  • Effectively retain organic matter in sludge—the organic matter is neither modified or destroyed by chemical agents nor lost through high-temperature pyrolysis, so the calorific value and nutrient content for subsequent Anaerobic digestion or land application are maintained;
  • Ensure the structural integrity of sludge flocs—the floc structure is not destroyed by strong shear or high temperature;
  • Reduce the level of dissolved components in the decomposition water—the water released by hydrate decomposition contains a lower level of dissolved pollutants, reducing the burden on separated water return treatment and creating conditions for subsequent resource utilization.

These three points correspond exactly to the three shortcomings of the traditional chemical conditioning route: chemical residue, organic matter loss, and increased difficulty of subsequent treatment.

Paper Information and Research Team

The achievement, titled "Chemical Conditioner-Free Sludge Dewatering via CO₂ Hydrate Crystallization: Coupling Organic Matter Retention, Water Extraction, and Carbon Utilization," was published in the top environmental journal Environmental Science & Technology (a Nature Index journal).

The first author of the paper is Sun Huilian, a doctoral student at Dalian University of Technology, and the corresponding authors are Professor Song Yongchen, Associate Professor Zhang Lunxiang, and Associate Professor Ling Zheng; Professor Yang Lei and doctoral student Wang Shuai of Dalian University of Technology, as well as researcher Mehrdad Vasheghani Farahani of the University of Manchester and researcher Aliakbar Hassanpouryouzband of the University of Edinburgh, participated in the research. The research was funded by the Key International Cooperation Research Project of the National Natural Science Foundation of China and other sources.

It is worth noting the expression "Carbon Utilization" in the study: using CO₂ as the hydrate guest molecule theoretically incorporates greenhouse gases into the treatment process. If the CO₂ source is combined with carbon capture and utilization pathways, the dewatering process itself has room for extension toward carbon utilization—this provides a new imaginative direction for coupling sludge treatment with carbon emission reduction.

Industry Observation: Several Hurdles Still Need to Be Crossed from Laboratory to Engineering Application

Objectively speaking, hydrate-based sludge dewatering is still at the laboratory research stage, and moving toward engineering application requires answering several practical questions:

  • Scale-up reactor design—hydrate formation requires suitable temperature and pressure conditions and sufficient mass transfer interfaces. When scaled up to the level of continuous sludge treatment throughput, the reactor configuration and energy consumption need to be recalculated;
  • Engineering simplification of multi-stage cycling—the laboratory multi-stage formation-separation cycle needs to be converted into continuous or semi-continuous process units in engineering, and the balance between the number of cycles and equipment complexity is key;
  • Guarantee of cold source and carbon source—the availability and cost of CO₂ supply and refrigeration systems, as well as the engineering realization of cold energy recovery, directly determine the techno-economic feasibility.

TIANYI TECH believes that regardless of whether the hydrate route can ultimately be scaled up, the direction it reveals deserves industry attention: the next round of technological competition in sludge dewatering is shifting from "dewatering drier" to "dewatering drier while maintaining resource attributes and low-carbon attributes." As policy constraints on sludge disposal continue to tighten and the resource utilization rate becomes a hard indicator, technological routes that can both reduce volume and avoid sacrificing subsequent utilization value will gain increasingly larger application space. We will continue to track the engineering progress of this direction and provide customers with technical information and solution consulting services in the fields of wastewater treatment and sludge treatment and disposal.


About TIANYI TECH: TIANYI LIMITED has long focused on frontier developments in global water environment governance and water resource recycling, and is deeply engaged in technical information and industry services in the fields of wastewater treatment and Reclaimed Water Reuse. It is committed to providing customers and industry partners with timely and professional industry observations and solution references.

Source note: This article is compiled from the publicly released research achievement introduction by the School of Energy and Power Engineering of Dalian University of Technology (2026年9月11日). The paper was published in Environmental Science & Technology.
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